Broker fined for allowing ‘negligent, approaching reckless’ share trading

By Paul McBeth Oct. 24 (BusinessDesk) – Craigs Investment Partners has been censured and fined $35,000 for letting one of its clients with direct market access make a series of algorithmic trades with no ownership change. The brokerage settled with the stock market supervisor on Oct. 3, agreeing to the public censure and penalty. It … Continue reading Broker fined for allowing ‘negligent, approaching reckless’ share trading